Our client, a multi-national bank, is looking for a senior risk analyst to own and take responsibility for the bank's annual SOX compliance programme, assessing the design and operating effectiveness of internal controls and deliver operational and financial efficiencies.
Key Responsibilities:
- Implement and coordinate processes with external auditors and business units to ensure compliance with Sarbanes-Oxley requirements are met within required timelines
- Conduct tests of design and implementation, and operating effectiveness in line with established test methodology.
- Identify internal control deficiencies and ensure timely implementation of corrective actions for processes in SOX scope.
- Review and enhance the risk and controls framework across Finance, providing value-adding advice, and assisting with embedding a robust operational risk and compliance framework
- Work autonomously or as part of a wider team to deliver within agreed timeframes.
- Implementing any new SOX or Key controls and testing across the bank including gap analysis.
- Performing the Annual Finance risk assessment, Business continuity plans for Finance.
- Optimisation of controls, working with Operational risk on this.
Key Requirements:
- Tertiary qualifications in finance or IT
- Auditing experience or relevant qualifications desirable
- 3-5 years' in risk management, 1LOD or 2LOD
- Business purpose report writing aptitude
- Delivery and outcomes focused
- Ability to deal with multiple stakeholders at varying seniority
- Experience in Operational and Financial Audits
If you are interested in learning more, please apply via the link on this page, or email/call Warren Corston on warren.corston@tomexecutive.com / 0435 775 205.
